Orical’s Broker-Dealer practice is predicated on providing sensible, hands-on solutions that are results-oriented, efficient and industry savvy. Successfully completing the application to obtain state and federal broker-dealer registration and FINRA membership may be an expensive, time-consuming process and may prove to be frustrating, especially for those with little or no experience with the application process. Professionals at Orical have experience successfully assisting firms through this process. Orical’s goal is to make the application process as efficient, fluid and predictable as possible, from the filing the initial application through the FINRA membership interview and beyond. Since the cost of obtaining quality advice and assistance throughout the entire application process from a traditional law firm or regulatory consultant is often unpredictable and expensive, affordable flat-rate application fees may be negotiated based on a client’s specific needs and the complexity of their application.