Investment Management Compliance Technology
- Code of Ethics and Books & Records Compliance
- Forensic Trading Reviews (for Firm & Personal Accounts)
- Reporting & Monitoring of Conflicts of Interest:
- Outside Business Activities
- Gifts
- Political Contributions
- Personal Investing
- Automated Personal Account Tracking
- Conflicts of Interest Monitoring
- Automated Compliance Calendar
- Anti-Insider Trading Controls
Technical Solutions
Firms are taking advantage of the latest technological developments to enhance their operational and controls infrastructure. Orical’s compliance software, REAL World Compliance (“REAL”), provides an advanced software solution for compliance monitoring, code of ethics administration, human resources, and risk management.
Built on Relativity, the industry’s leading software platform, REAL provides investment managers with secure, efficient, and user-friendly programmed solutions. These solutions are entirely scalable and adjusted to meet a client’s dynamic needs.
Orical employs its software development experience and expertise to offer its clients a vast array of customized solutions that increase productivity, transparency, and accuracy in critical compliance and operational areas. Our software has provenly met, and in most cases surpassed, the most demanding expectations of today’s regulators and sophisticated investors. All REAL clients receive timely and efficient ongoing technical support from trained and knowledgeable technicians. To find out more about how REAL can add value to your firm’s productivity, please contact us at info@orical.org for a free consultation and demo.