Experts from Orical LLC discussed marketing practices, anti-insider trading concerns, custody rule deficiencies, and best execution analyses.

Recorded live on Thursday February 29th, experts from Orical LLC discussed marketing practices, anti-insider trading concerns, custody rule deficiencies, and best execution analyses. The Briefing also covered regulatory developments, including SEC guidance and enforcement actions, and shared findings from recent SEC examinations.

Speakers:
Greg Florio, Founder & Co-Managing Member, Orical LLC & Founder and Co-Managing partner, Florio Leahy LLP
Jim Leahy, Co-Managing Member, Orical LLC & Co-Managing Partner, Florio Leahy LLP
Vanessa Sasson, Principal, Orical LLC & Partner, Florio Leahy LLP

To request the recording, please email events@orical.org. A member of our team will be in touch shortly.