Orical's Regulatory Breakfast Briefing: Thursday June 8th

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Experts from Orical LLC discussed managing MNPI, and identifying and mitigating conflicts of interest.

Date & Time

08 June 2023 01:00 PM

Location

641 Lexington Avenue, 17th Floor, New York, NY 10022

Duration

1 Hour

Recorded live on Thursday June 8th, experts from Orical LLC discussed managing MNPI, and identifying and mitigating conflicts of interest. The Briefing also covered regulatory developments, including SEC guidance and enforcement actions, and shared findings from recent SEC examinations.

Speakers:
Greg Florio, Founder & Co-Managing Member, Orical LLC & Founder and Co-Managing partner, Florio Leahy LLP
Jim Leahy, Co-Managing Member, Orical LLC & Co-Managing Partner, Florio Leahy LLP
Vanessa Sasson, Principal, Orical LLC & Partner, Florio Leahy LLP

To request the recording, please email events@orical.org . A member of our team will be in touch shortly.

Event Tags
Regulatory Breakfast Briefing

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