Code of Ethics Administration

Orical provides a cost-effect, custom code of ethics administration to fit any firm’s compliance program and budget. Our in-house compliance software, REAL World Compliance (“REAL”), provides an automated, firmwide code of ethics monitoring, reviewing, and archiving all on a single platform. Code of ethics administration capabilities include documentation, tracking, review, and downloading of:

Our code of ethics administration provides a complete audit trail for SEC exam readiness. Orical’s team provides expert compliance advice and administration of REAL upon request. For more information or to view a demo of our code of ethics administration, contact Orical at or visit the REAL page.

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