Orical can conduct thorough reviews of your firm’s archived electronic messages (emails, social media messages, Bloomberg messages/IMs, etc.) on a quarterly and as-needed basis. We use random sampling and intelligent keywords based on your firm and market data (e.g., professional sporting events, significant trades, attribution, etc.), in addition to other specified requests.

We customize our reviews to your firm’s electronic communications policies, conflict policies, and risk profile. We select custom key works designed to identify potentially undisclosed conflicts and compliance with the various requirements of your firm’s policies and procedures, including the code of ethics. Orical can conduct electronic communication reviews on any online archive that your firm chooses.

For additional information on Orical’s electronic communications reviews, please reach out to us at info@orical.org. One of our experienced professionals will respond promptly.