At Orical, we understand the amount of time, energy, and organization it takes to monitor your firm’s compliance program. We created our in-house compliance administrative software, REAL World Compliance (“REAL”), to provide our clients with a cost-effective, efficient way to review personal/firm trading activities and conflicts of interest. Our hands-on team of compliance experts provides custom reviews of personal trading activity, potential conflicts of interest, and outside business activities based on your firm’s risk profile and policies and procedures. We also review electronic communications for personal/firm trading activity, potential conflicts of interest, and outside business activities. Using our cutting-edge technology, Orical can help prevent and protect your firm from potential trading violations, including insider trading.

For additional information on Orical’s personal trading and conflict reviews, please contact us at info@orical.org. One of our experienced professionals will respond promptly.