Compliance and Operational Certification Programs
As part of Orical’s Compliance Monitoring and Mock Audit Programs, we provide certified final or periodic reports (as applicable) that are suitable for distribution to investors and regulators. Orical’s certified reports summarize but are not limited to the following: policies reviewed, procedures and tests conducted, testing results, and evaluation of whether such firm’s compliance, controls, and operations practice, satisfy and/or exceed the applicable and established industry standards specified therein and represent the industry’s best practices.
Our reports help provide investors and regulators an added level of confidence that your investment management firms’ compliance and operational infrastructure are appropriately planned, developed, and administered.
For more information or to view an example of our certified final reports, please contact us at firstname.lastname@example.org.