Our compliance monitoring programs provide our clients’ full-time personnel the increased bandwidth to manage client assets and raise capital. Clients receive quarterly confidential compliance reports summarizing the procedures performed and policies reviewed, disclosing results, and certifying that procedures are conducted according to the program’s agreed-upon procedures and represent the applicable industry’s best practices. We utilize cutting-edge technology to efficiently administer your firm’s complete codes of ethics and additional compliance responsibilities. We cater to the needs of our clients by providing the option of flat and affordable monthly rates.

Our compliance monitoring program has continuously proved to be the desired measure of investor confidence and independence to its clients’ compliance and operational procedures. Our experienced professionals will answer operational, trading, and compliance questions and issues quickly and confidentially.

To view a sample of our compliance monitoring programs, please contact us at info@orical.org.