Training and Education
Orical works with many new and established firms and CCOs. Our job is to help your firm’s CCO and compliance team be educated and equipped with the tools and resources they need to upkeep and monitor your firm’s compliance program.
Orical provides compliance training for all members and employees of your firm, led by our investment management attorneys and a partner. Orical also provides new employees training alongside adviser onboarding. Orical provides firm-wide training sessions at least annually and on an as-needed basis.
Orical works with you to create a customized, practical training session for your team. Training topics typically include but are not limited to: adviser’s code of ethics; anti-insider trading policies; trading and allocation practices; disclosure requirements; privacy, confidentiality and protecting firm and client property; cybersecurity; advertising and performance reporting; expert networks; electronic communications; media communications/relations; reporting of violations and whistleblower policies.
Orical works with many new and established firms and CCOs. Our job is to help your firm’s CCO and compliance team be educated and equipped with the tools and resources they need to upkeep and monitor your firm’s compliance program.
Orical provides compliance training for all members and employees of your firm, led by our investment management attorneys and a partner. Orical also provides new employees training alongside adviser onboarding. Orical provides firm-wide training sessions at least annually and on an as-needed basis.
Orical works with you to create a customized, practical training session for your team. Training topics typically include but are not limited to: adviser’s code of ethics; anti-insider trading policies; trading and allocation practices; disclosure requirements; privacy, confidentiality and protecting firm and client property; cybersecurity; advertising and performance reporting; expert networks; electronic communications; media communications/relations; reporting of violations and whistleblower policies.